• 00-2-S Broker-Dealer Financial Statements |
• 00-1-S New Office of Financial and Insurance Services |
• 99-2-S The Registration and Procedural Process of Successor Firms and the Applicability of the Michigan Uniform Securities Act |
• 99-1-S Certification Charges |
• 98-2-S Clarification of Paragraph 4. Under Release 98-1-S Regarding Timeshare Developments Offering Rental Services |
• 98-1-S The Sale of Timeshare Interests as Securities in Michigan ; Applicability of the Michigan Land Sales Act; Promotional Offerings of Out-of-State Property |
• 97-5-S Impact of Section 18(b)(4)(A) of the National Securities Markets Improvement Act of 1996 upon Section 402(b)(17) of the Michigan Uniform Securities Act |
• 97-4-S Impact of Section 18(b)(4)(C) of the National Securities Markets Improvement Act of 1996 upon Section 402(b)(11)(B) of the Michigan Uniform Securities Act |
• 97-3-S Impact of Section 18(b)(4)(C) of the National Securities Markets Improvement Act of 1996 upon Holding Companies of Banks and Savings Associations |
• 97-2-S Rule 506 and the National Securities Markets Improvement Act of 1996 |
• 97-1-S National Securities Markets Improvement Act of 1996 |
• 96-5-S Use of Form U-7 for Regulation A Offering |
• 96-4-S Department and Bureau Name Change |
• 96-3-S File Numbers for Mutual Funds/Unit Investment Trusts |
• 96-2-S Section 402(b)(11) |
• 96-1-S Sales Literature or Advertising Communication |
• 95-4-S Mutual Fund/Unit Investment Trust Name Changes |
• 95-3-S Filing of Multiple Series, Classes and Trusts |
• 95-2-S Filing Requirements for Mutual Funds/Unit Investment Trusts |
• 95-1-S Section 402(b)(17) |
• 94-2-S Michigan Limited Liability Companies |
• 94-1-S Mailing Address for Securities Registration and Exemption Applications |
• 93-4-S Availability of Section 402(b)(19) Exemption |
• 93-3-BD Investment Advisor Custody/Customer Funds and Securities |
• 93-3-S Section 402(b)(8) |
• 93-2-S Section 402(b)(8) and Section 401(c)(4)(A)(iii) |
• 92-4-S Assignment of Investment Advisory Contracts Under Section 102(b) |
• 92-2-S American Stock Exchange Listing |
• 92-1-S International Manual Exemption |
• 89-6-S Applicability of Section 402(a)(8) Exemption |
• 89-5-S Pooled Income Funds |
• 89-2-S Section 402(a)(11) Amendment |
• 88-3-S Transferable Rights |
• 88-1-S Series Partnerships |
• 87-6-S Federal Savings Banks |
• 86-4 Section 305(d) - Unit Investment Trusts |
• 84-25 Corporate Equities Rule Interpretations, Rule 706.26 |
• 84-24 Uniform Limited Offering Exemption |
• 84-22 Availability of Section 402(a)(3) Exemption |
• 82-5 Availability of Section 402(b)(19) Exemption |
• 81-3 Securities Interpretive Opinion - No Action Letter Procedure |