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Securities General Exemption Orders

• Exemption for Cross-Border Transactions Involving Foreign Private Issuers Exempt Under SEC Rules 801 and 802 PDF icon

• Registration Exemption for Canadian Broker-Dealers PDF icon

• General Exemption Order For Certain Mergers (issued 6-26-98) PDF icon

• Interpretive Order Concerning Certain Broker-Dealers, Their Agents and Investment Advisers who use the Internet for Distribution of Information on Products and Services (issued 9-24-97) PDF icon

• Limited Registration of Canadian Broker-Dealers and Agents (issued 6-27-96) PDF icon

• Securities Issued by Public Utilities (issued 7-17-96) PDF icon

• Offerings Made Through the Internet (issued 5-23-96) PDF icon

• The Philadelphia Stock Exchange, Inc. / The Pacific Stock Exchange, Inc. (issued 1-8-96) PDF icon

• Professional Limited Liability Companies (issued 3-24-94) PDF icon


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