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Securities Bulletins

• Bulletin 2009-15-OFIR PDF icon
Insurance Producer Variable Life/Variable Annuities Line of Authority (supersedes Bulletin 1990-04)

• Bulletin 2009-14-SEC PDF icon
Second transition order 09-055-M modifies paragraph 14 of first transition order 09-049-M (both orders follow Bulletin 2009-14-SEC).

• Bulletin 2007-03-SEC PDF icon
Rule 803.7(c)(ii) of the Michigan Uniform Limited Offering Exemption and its application to Regulation D Rule 506 offerings (in part supersedes Release No. 97-2-S)

• Bulletin No. 2002-07-SEC
Viatical Investments - Information for Issuers and Securities and Insurance Agents

• Bulletin No. 2002-02-SEC
The Registration and Procedural Process of Investment Advisers

• Bulletin No. 2001-04-SEC
Registration Exemption for Canadian Broker-Dealers


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